OTC derivatives.
SFC and HKMA developments on OTC-derivatives reporting, clearing and the regulatory regime — the obligations that catch licensed firms with derivatives exposure.
In the Record · 7
26EC41Circular to Intermediaries ─ Over-the-counter Derivatives Regulatory Regime – Industry Webinar13 July 202626EC19No change to the financial services providers list – the clearing and record keeping rules under the OTC derivatives reg…15 April 202626EC14Circular to Licensed Corporations - Documentation Updates for OTC Derivatives Trade Reporting16 March 202625EC71Circular to licensed corporations - Exemption for non-centrally cleared equity options from margin requirements22 December 202525EC70Circular in relation to the clearing and record keeping rules for the OTC derivatives regime – changes to the list of pe…12 December 202525EC43Circular to Licensed Corporations - Updated Technical Specifications for OTC Derivatives Trade Reporting11 August 202525EC40Circular to licensed corporations - SFC consultation on changes to financial resources rules and related guidelines to f…14 July 2025
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