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Every theme the SFC keeps returning to.
The circulars and briefings, grouped by the themes that actually recur — so you can see how one area developed over the past year, in plain English.
SFC circulars on product authorisation, distribution and suitability — what changes for firms selling funds and investme…
SFC expectations on cybersecurity, login authentication, AI-era threats and operational technology — what internet broke…
SFC developments for virtual-asset service providers and VA-related products — licensing standards, stablecoin activity,…
SFC conduct requirements and enforcement themes — the standards licensed representatives are held to, and the failures t…
SFC circulars and briefings on anti-money laundering and counter-financing of terrorism — FATF statements, red-flag typo…
SFC and HKMA developments on OTC-derivatives reporting, clearing and the regulatory regime — the obligations that catch …
Every SFC circular and CompliAI Briefing tagged Type 1 — summarized in plain English with the small-firm "so what", each…
SFC licensing developments — application standards, competence, and the ongoing obligations tied to each regulated-activ…
Every SFC circular and CompliAI Briefing tagged All licences — summarized in plain English with the small-firm "so what"…
SFC requirements for safeguarding client money and securities — segregation, reconciliation and the controls that keep c…
SFC Financial Resources Rules developments — liquid-capital requirements and returns for licensed corporations.
Every SFC circular and CompliAI Briefing tagged Type 4 — summarized in plain English with the small-firm "so what", each…
Every SFC circular and CompliAI Briefing tagged Type 9 — summarized in plain English with the small-firm "so what", each…