Circular to Licensed Corporations in relation to list of prescribed persons who have reached the clearing threshold under the clearing and record keeping rules for the OTC derivatives regime
Worth readingOTC derivatives
What the SFC said
An updated list of prescribed persons who have reached the clearing threshold under the OTC derivatives clearing and record keeping rules has been posted on the SFC website. It is compiled from information available to the HKMA and the SFC and may be updated from time to time.
This page is our summary and commentary, not the circular itself — always read the original before acting.
Same month in the Record
Get circulars like this explained every Monday.
The 5-minute briefing for Hong Kong’s small licensed firms — free, 7:30am HKT.