Circular to Licensed Corporations Broker Forum
For informationType 1
What the SFC said
The SFC will host a broker forum on 2 February 2026 to share supervisory observations and regulatory updates for the securities industry. Conducted in Cantonese, free of charge, with 1.5 CPT hours; each LC may nominate one representative, allocated first-come, first-served.
This page is our summary and commentary, not the circular itself — always read the original before acting.
Same month in the Record
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The 5-minute briefing for Hong Kong’s small licensed firms — free, 7:30am HKT.