The Briefing.

Circular to Licensed Corporations Broker Forum

For informationType 1

What the SFC said

The SFC will host a broker forum on 2 February 2026 to share supervisory observations and regulatory updates for the securities industry. Conducted in Cantonese, free of charge, with 1.5 CPT hours; each LC may nominate one representative, allocated first-come, first-served.

Read the official circular on sfc.hk ↗

This page is our summary and commentary, not the circular itself — always read the original before acting.

Same month in the Record

Get circulars like this explained every Monday.

The 5-minute briefing for Hong Kong’s small licensed firms — free, 7:30am HKT.